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Alan N. Walter, Counsel

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Reg A

New Investment Limits for Exempt Offerings

by Alan N. Walter

Generally speaking, if a company wishes to raise funds by selling or offering its securities it must register those securities with the Securities and Exchange Commission. However, there are numerous exemptions to this requirement to register. Although Reg D’s Rule 506 is the most widely used, there are also exemptions under Reg A, Rule 504 … Read more

Categories crowdfunding, financing, securities Tags Crowdfunding, Reg A, Reg D

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Alan N. Walter, Counsel
32 South Mountain Avenue
Montclair, New Jersey 07042

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